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U.S. Department of Justice
Immigration and Naturalization Service
HQADJ 70/ 2.8.6, 2.8.12, 10.18
425 I Street NW
Washington, DC 20536
AD 00-03
MEMORANDUM FOR
REGIONAL DIRECTORS
SERVICE CENTER DIRECTORS
DISTRICT DIRECTORS
OFFICERS IN CHARGE
ASYLUM DIRECTORS
PORT DIRECTORS
FROM:
ROBERT L. BACH
EXECUTIVE ASSOCIATE COMMISSIONER
OFFICE OF POLICY AND PLANNING
SUBJECT:
AFM Update: Dual Intent Follow-up Guidance:
H-1 and L-1; Pending Applications for Adjustment of
Status, validity of nonimmigrant status, and the elimination
of the advance parole requirement.
This memorandum on dual intent for H-1 and L-1 nonimmigrants
with pending applications for adjustment of status
addresses changes to the Adjudicator's Field Manual,
Chapter 23 and by adding a reference to the Inspector's
Field Manual, Chapter 15.4. It is a follow up to the
July 13, 1999, memorandum, subject H-1 and L-1: Pending
Applications for Adjustment of Status, validity of
nonimmigrant status, and the elimination of the advance
parole requirement . The July 13 memorandum provided
guidance for the interim rule, 64 FR 29208, which
eliminates the advance parole requirement for aliens
maintaining H-1 or L-1 nonimmigrant classification
while their applications for adjustment of status
are pending.
I. In Chapter 23 of the Adjudicator's Field Manual,
the following questions and answers are added to the
APPENDIX 23-4, entitled FREQUENTLY ASKED QUESTIONS
ABOUT TRAVEL OUTSIDE THE UNITED STATES BY AN H-1 OR
L-1 NONIMMIGRANT WHO HAS APPLIED FOR ADJUSTMENT OF
STATUS:
1. If an H-1 or L-1 nonimmigrant has filed
for adjustment of status under an employment-based
preference category that requires an offer of employment
in the United States, does the interim rule affect
the applicant's responsibility to establish his/her
intent to work for the petitioning entity?
No. If an H-1 or L-1 has filed for adjustment of
status under an employment-based preference category
that requires an offer of employment in the United
States, the applicant still has the responsibility
of establishing his/her intent to work for the petitioning
entity after becoming a permanent resident. Neither
the rule nor the guidance has modified this requirement
or the corresponding requirement that the employer
establish his/her intent to employ the applicant.
In the interim rule and initial guidance, the term
"open-market employment" was used to mean
unrestricted access to employment. Applicants with
pending applications for adjustment of status are
eligible to apply for an employment authorization
document (EAD). With an EAD, an alien has access to
unrestricted employment, the "open-market".
However, if the applicant is adjusting status under
an employment-based preference category that requires
an offer of employment in the United States, the fact
that an applicant is able to work in the open-market
does not alter the applicant's responsibility to demonstrate
an intent to work for the petitioning employer.
2. If an H-1 or L-1 nonimmigrant or H-4 or
L-2 dependent family member obtains an EAD based on
their application for adjustment of status but does
not use it to obtain employment, is the alien still
maintaining his/her nonimmigrant status?
Yes. The fact that an H or L nonimmigrant is granted
an EAD does not cause the alien to violate his/her
nonimmigrant status. There may be legitimate reasons
for an H or L nonimmigrant to apply for an EAD on
the basis of a pending application for adjustment
of status. However, an H-1 or L-1 nonimmigrant will
violate his/her nonimmigrant status if s/he uses the
EAD to leave the employer listed on the approved I-129
petition and engage in employment for a separate employer.
3. If an H or L nonimmigrant has traveled
abroad and reentered the United States via advance
parole, the alien is accordingly in parole status.
Does this interim rule allow him or her to now apply
for an extension of nonimmigrant status?
No. The person was paroled into the United States
and, therefore no longer has an H-1 or L-1 nonimmigrant
status in the United States to extend or change. As
a parolee, the alien must obtain an EAD in order to
be employed, regardless of employer. Also parole may
be terminated at any time, upon which the alien must
demonstrate that he or she is admissible to the United
States.
Nonetheless, there is no barrier to the employer
requesting an extension of the nonimmigrant visa petition.
If the worker-beneficiary's activities have otherwise
been consistent with those of an H-1 or L-1 nonimmigrant,
s/he may use an existent nonimmigrant visa or secure
another overseas and then reenter the United States
as an H or L nonimmigrant. The fact that the worker-beneficiary
is an applicant for adjustment will have no effect
on admissibility if the traveler is otherwise admissible.
If the worker was seeking readmission as an H-1 or
L-1 nonimmigrant but was erroneously paroled, the
admission may be corrected if appropriate [See Inspectors
Field Manual 15.12 "Correction of Erroneous Admissions"].
4. Should an alien returning to the United
States from travel abroad who has a valid I-512 and
a valid H-1 or L-1 nonimmigrant visa be paroled in
or readmitted in H or L status?
If an H-1 or L-1 nonimmigrant has not violated his/her
nonimmigrant status, including restrictions on period
of stay, change of employer and engaging in unauthorized
employment, s/he may be readmitted into H or L status
or be paroled into the United States; it is the alien's
choice. However, such nonimmigrants no longer need
to use advance parole to preserve pending applications
for adjustment of status, and the fact that they have
applied for and received
Form I-512 does not compel the alien to use that
advance parole.
If the H-1 or L-1 nonimmigrant has violated his/her
H or L nonimmigrant classification, including restrictions
on periods of stay, change of employer and engaging
in unauthorized employment, then s/he cannot be readmitted
as an H or L nonimmigrant. Instead, such an alien
may be paroled into the United States.
5. Is an alien who has a multiple entry I-512
and who has previously been paroled into the United
States now eligible for admission as an H-1 or L-1
if he or she is still in possession of a valid H-1
or L-1 visa?
Yes, the alien may be admitted as an H-1 or L-1.
However, aliens returning from abroad may only be
admitted as an H-1 or L-1 when they have a valid H-1
or L-1 visa (unless visa exempt), remain eligible
for H-1 or L-1 classification, and, where there has
been a recent change of employer or extension of stay,
have evidence of an approved I-129 petition in the
form of a notation on the nonimmigrant visa indicating
the petition number and the employer's name, or a
notice of action, Form I-797, indicating approval.
If they do not meet these criteria, then they use
their I-512.
In Chapter 15.4 of the Inspector's Field Manual,
the Special Note A for nonimmigrant classification
H-1B should be revised to read as follows:
Foreign residence requirement. H-1B does not have
to establish he or she has a foreign residence. For
information pertaining to dual intent, see AFM Appendix
23-4.
In Chapter 15.4 of the Inspector's Field Manual,
add Special Note E for nonimmigrant classification
L-1 to read as follows:
Dual intent. For discussion of applicability of dual
intent, see AFM Appendix 23-4.
Field Inquiries
All operational regional program units should familiarize
themselves with this memorandum and related procedures
in order to be responsive to any inquiry from the
field. Questions regarding this memorandum may be
directed, through appropriate supervisory channels
to HQADN. For issues concerning H or L status, contact
John Brown or Irene Hoffman, respectively, at 202-353-8177.
For issues concerning advance parole, contact Michael
Valverde at 202-514-4754.
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